Fund Services - Dispute Resolution
Capstone has been instrumental in resolving hundreds of disputes, both in and out of court and around the globe, putting our professional consulting, expert dispute resolution and forensic services to work for our fund and investor clients.
Dispute Resolution Services
Expert. Capstone is deeply experienced in resolving contested matters in a variety of circumstances between investors, regulators, counterparties and asset managers. Our senior professionals have reported to investment committees, audit committees, special boards, and independent directors, as well as assisted clients facing civil proceedings and regulatory enforcement actions.
Diverse Knowledge. Capstone professionals provide valuable experience and expertise whether it be conducting sensitive and discrete investigations or assisting clients in minimizing risk and ensuring compliance with relevant laws and regulations. Our personnel have been involved in a myriad of financial statement dispute and accounting investigations and have worked with a variety of regulators, including the Securities and Exchange Commission and Department of Justice. Our credentialed professionals include:
- Certified Public Accountants
- Certified Fraud Examiners
- Certified Licensing Professionals
- Certified valuation experts
- Forensic accountants
Typical Dispute Resolution Services for Funds
- Investor and investment manager dispute resolution and arbitration
-
Internal and forensic investigations
- GAAP/Financial statement related disputes
- Regulatory investigation and compliance
- Compliance policies and procedures review
- Investigative due diligence and asset searches
- Third party inspections and due diligence
- SEC compliance and Wells Notice defense
- Risk consulting and monitoring
- Securities disputes and litigation support
- Provision of expert witness celebrity news
testimony
Fund Management and Fiduciary Valuation Restructuring and Transaction Advisory